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 Compliance Analyst - Newport Beach, California, United States

   
Job information
Posted by: PIMCO 
Hiring entity type: Banks and Financial Svcs. 
Work authorization: May consider sponsorship for work authorization for United States
Position type: Direct Hire, Full-Time 
Compensation: ******
Benefits:
Relocation: Not specified 
Position functions: Banking/Brokerage
Economics
Engineering - Other
Legal
 
Travel: Unspecified 
Accept candidates: from anywhere 
Languages: English - Fluent
Spanish - Fluent
 
Minimum education: Bachelor Degree 
Minimum years experience:
Resumes accepted in: English
Spanish
Cover letter: No cover letter requested
Virtual interview questions: No questions which require answers when applying for this job posting.
Job code: PIMCO / Latpro-1823846 
Date posted: Oct-28-2009
State, Zip: California, 92660

Description

Pacific Investment Management Company (“PIMCO”) is a leading institutional money manager with more than $840 billion in assets under management. PIMCO was established in 1971 to offer separate account management services primarily for employee benefit plans, endowments and foundations. Due in large part to its total return approach and impressive long-term performance record, PIMCO is one of the most respected names in fixed income management. Our offices in Newport Beach, New York, London, Tokyo, Singapore, Sydney, Munich, Toronto and Hong Kong manage assets for clients around the globe.

RESPONSIBILITIES

Individual will be responsible for providing compliance support for the Legal and Compliance Department, including, but not limited to: reviewing advertisements, sales literature, client servicing materials, press releases, television interviews, public speeches, internet site(s), requests for proposal; and special projects as assigned. Retention and maintenance of stated documents. Position entails working in a fast-paced team environment with heavy workload.

 




Requirements

QUALIFICATIONS

•Previous legal/compliance experience with a broker-dealer or investment adviser of 3-5 years is desired.
•Team-oriented: ability to apply analytical and decision-making skills in a collaborative environment.
•Service oriented: ability to balance regulatory and policy standards along with a business perspective.
•Exceptional organizational skills: ability to effectively prioritize tasks, produce consistently accurate work and meet strict deadlines.
•Highly flexible, multi-task oriented: capable of rapidly changing directions based on business demands.
•Must take initiative in learning and applying new skills and regulations.
•Superior written and oral communication skills; confidence interacting with all levels of management.
•NASD Series 7, 24 and 63, highly desirable or the ability to obtain within 3 months of employment.
Bilingual in Spanish is a beneficial qualification in our global business.
•Experience equivalent to a four-year degree in business or related field.
•Proficiency in Excel, Microsoft Work, and Outlook.
•Clear commitment to PIMCO's culture, values and approach


PIMCO is an Equal Opprtunity Employer